Easter Sale Special 65% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: exams65

Securities Operations Foundation Qualification (SOFQ) Question and Answers

Securities Operations Foundation Qualification (SOFQ)

Last Update May 16, 2024
Total Questions : 50

We are offering FREE SOFQ ICMA exam questions. All you do is to just go and sign up. Give your details, prepare SOFQ free exam questions and then go for complete pool of Securities Operations Foundation Qualification (SOFQ) test questions that will help you more.

SOFQ pdf

SOFQ PDF

$35  $99.99
 Add to Cart
SOFQ Engine

SOFQ Testing Engine

$42  $119.99
 Add to Cart
SOFQ PDF + Engine

SOFQ PDF + Testing Engine

$56  $159.99
 Add to Cart
Questions 1

A S.W.I.FT. 'Bank Identifier Code' comprises::

Options:

A.  

A region code, a country code and a city code

B.  

A bank code, a country code and a location code

C.  

A continent code, a country code and a municipality code

D.  

A bank code, a continent code and a currency code

Discussion 0
Questions 2

On a scale of 1,500,000 Microsoft Corporation shares at a price of USD 3.78 per share, the SEC Fee payable is::

Options:

A.  

USD 1.89

B.  

USD 18.90

C.  

USD 189.00

D.  

USD 1890.00

Discussion 0
Questions 3

An example of an organisation classified as a sovereign wealth fund is:

Options:

A.  

United Nations

B.  

Xerox Corporation

C.  

German Government

D.  

China Investment Corporation

Discussion 0
Questions 4

A S.W.I.FT. MT541 instructs a custodian to:

Options:

A.  

Receive securities on a Free of Payment basis

B.  

Receive securities on a Delivery versus Payment basis

C.  

Deliver securities on a Delivery versus Payment basis

D.  

Deliver securities on a Free of Payment basis

Discussion 0
Questions 5

The Clearstream Group includes:

Options:

A.  

The ICSD 'Clearstream Banking Paris' and the NSCD 'Clearstream Banking Munich'

B.  

The ICSD 'Clearstream Banking Brussels' and the NCSD 'Clearstream Banking Berlin'

C.  

The ICSD 'Clearstream Banking Luxembourg' and the NSCD 'Clearstream Banking Frankfurt'

D.  

The ICSD 'Clearstream Banking Amsterdam' and the NSCD 'Clearstream Banking Luxembourg'

Discussion 0
Questions 6

DTC - the central securities depository for US equities is the abbreviation for:

Options:

A.  

Depository Trust Company

B.  

Depot Transaction

C.  

Deposit and Trade Conglomerate

D.  

Depot for Trades Corporation

Discussion 0
Questions 7

The calculation of profit and loss for securities includes:

Options:

A.  

Realised (potential) P&Land Unrealised (actual) P&L

B.  

Realised (projected) P&L and Unrealised (authentic) P&L

C.  

Realised (predicted) P&L and Unrealised (likely) P&L

D.  

Realised (actual) P&Land Unrealised (potential) P&L

Discussion 0
SOFQ Questions Answers | SOFQ Test Prep | Securities Operations Foundation Qualification (SOFQ) Questions PDF | SOFQ Online Exam | SOFQ Practice Test | SOFQ PDF | SOFQ Test Questions | SOFQ Study Material | SOFQ Exam Preparation | SOFQ Valid Dumps | SOFQ Real Questions | Securities Operations Foundation SOFQ Exam Questions