Certified Fraud Examiner (CFE) - Law
Last Update May 30, 2026
Total Questions : 217
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In most civil law jurisdictions which of the following BEST describes when a party is required to begin taking steps to preserve and produce relevant evidence?
Which of the following is NOT required for a contract transaction or scheme to be classified as an investment contract?
All of the following are methods of pretrial civil discovery commonly found in common law jurisdictions EXCEPT:
The Financial Action Task Force (FATF) Recommendations suggest that countries should do which of the following?
Greta obtained money from illegal activities, which she deposited into a domestic bank account. Next, she moved the funds to several foreign accounts in the form of fake loans and transactions to make the audit trail difficult to follow. Finally, she transferred the funds back to a domestic account that she controlled and then spent the money. In which of the following stages of money laundering did Greta engage when she first deposited the money into a domestic account?
Which of the following statements is MOST ACCURATE regarding cross-examination of witnesses in adversarial systems?
Samson Inc. operates in a jurisdiction that prohibits unreasonable workplace searches and surveillance in areas or items where employees have a reasonable expectation of privacy. In which of the following areas or items can an employee at Samson Inc. most likely have a reasonable expectation of privacy during a workplace search?
In common law jurisdictions, which of the following scenarios would MOST LIKELY result in sanctions for an organization for failing to preserve evidence?
Allison works for a government contractor She informs the government that her employer has been submitting false claims to the government for payment Later it is discovered that Allison has misappropriated more than $50,000 of her employer ' s money Alison qualifies as a whistleblower entitled to anti-retaliation protection under the law because of her report to the government Which of the following statements about Allison is CORRECT?
Which of the following examples of judicial systems would BEST be described as a civil law system?
Each of the following statements concerning cross-examination of witnesses in adversarial jurisdictions is accurate EXCEPT:
Aliyah is an employee at Chatham, a publicly traded corporation, and she owns shares of Chatham ' s stock. Aliyah learns that Chatham is going to publicly announce low earnings, so she sells her shares of Chatham ' s stock. If her conduct is illegal in the jurisdiction where she works and resides, then what type of crime did Aliyah MOST LIKELY commit?
Which of the following is MOST LIKELY to affect the rights that an employee may have during an internal investigation?
Clara is a fraud examiner investigating a potentially fraudulent misrepresentation made in the sale of a security. Which of the following questions should Clara ask to determine if the misrepresentation was material?
Which of the following is generally one of the goals of deferred prosecution agreements?
Which of the following statements concerning digital currencies, such as bitcoin, is MOST ACCURATE?
Which of the following is generally one of the goals of deferred prosecution agreements?
If Mary uses legal means to lower her tax bill through legitimate deductions and credits, then she is engaging in tax evasion.
Which of the following is a right of individuals accused of crimes under the United Nations ' (UN) International Covenant on Civil and Political Rights (ICCPR)?
During an internal investigation Todd a Certified Fraud Examiner (CFE) interviewed Janessa a fraud suspect Although Janessa wanted to leave in the middle of the interview, Todd blocked the exit and prevented her from leaving Janessa subsequently confessed to committing fraud If under these facts Janessa files a lawsuit (or false imprisonment against Todd, Todd will likely
Which of the following statements concerning judgments involving parties that are in multiple jurisdictions is MOST ACCURATE?
Which of the following statements about the International Organization of Securities Commissions (IOSCO) is TRUE?
Which of the following is NOT a right of the accused under the United Nations ' (UN) International Covenant on Civil and Political Rights (ICCPR)?
In an inquisitorial judicial proceeding, which of the following parties is primarily responsible for questioning witnesses and generally has a larger role in the evidence-gathering process?
After the government charged Angel with money laundering, he forcibly entered his accountant’s office and destroyed incriminating documents. Angel’s actions would most likely cause the government to bring additional charges against him for:
Slater has been appointed as a bankruptcy administrator. According to the recommendations of the World Bank Principles for Effective Insolvency and Creditor/Debtor Regimes (World Bank Principles), which of the following statements concerning Slater ' s role as bankruptcy administrator is MOST ACCURATE?
In common law jurisdictions failing to suspend routine destruction of electronic data can result in sanctions for failure to preserve relevant evidence
Which of the following scenarios MOST ACCURATELY represents a suitability violation in a jurisdiction that imposes a suitability requirement on broker-dealers?
Which of the following is a legal element that the government must show to prove a conspiracy claim?
The concealment of assets occurs most commonly in which of the following types of fraud schemes?
Which of the following statements concerning money services businesses (MSBs) is INCORRECT?
Which of the following is a red flag that an entity is operating a security business without the proper license or registration?
Which of the following is NOT a legal element that must be shown to prove a claim for fraudulent misrepresentation of material facts?
Which of the following scenarios is an example of the criminal sanction known as criminal forfeiture?
While performing due diligence on a potential vendor, a company finds the vendor’s name on a government list. The list states that the vendor is prohibited from bidding on government contracts for three years. Which type of administrative penalty was imposed against the vendor?
Which of the following statements concerning money services businesses MSBs is MOST ACCURATE?
Which of the following would be direct evidence that an employee committed a cash larceny scheme that resulted in the theft of $800 from their employer ' s safe?
Which of the following statements concerning alternative remittance systems is INCORRECT?
A custodial arrest occurs when the suspect is questioned by a law enforcement officer.
Which of the following is the MOST ACCURATE statement about rules prohibiting securities broker-dealers from making unsuitable recommendations on investments or investment strategies?
Luke filed a civil action against Brenda for embezzlement. He is worried that Brenda will spend the money she embezzled before the court issues a final judgment. Which type of order should Luke seek from the court if he wants to keep Brenda from spending the money?
Which of the following describes the purpose of an expert witness testimony at trial?
When perpetrating a bustout scheme, an individual or business typically performs which of the following actions?
Paul is convicted of embezzlement. However, his sentence is suspended in return for his promise of good behavior. Which of the following BEST describes Paul’s sentence?
Which of the following statements about the appeals process in cranial cases is MOST ACCURATE?
Which of the following is the MOST ACCURATE statement about the litigation privilege in common law jurisdictions?
In jurisdictions that allow for corporate criminal liability, which of the following is typically required for the corporation to be vicariously liable for the acts of one of its employees?
If Mary uses legal means to lower her tax bill through legitimate deductions and credits she is engaging m tax evasion
Which of the following is NOT an element generally required to establish a claim alleging the common law civil wrong for intentional infliction of emotional distress?
Each day, Rachel purchases $14 500 in bearer instruments with cash from a bank where all currency transactions above 515,000 must be reported to the government Rachets actions are a red flag of which of the following schemes ' ?
Which of the following is NOT a legal element that must be shown to prove a claim for fraudulent misrepresentation of material facts?
Bob owns a struggling business called Luxury Rentals that has ten luxury vehicles. A week before Luxury Rentals files for bankruptcy, Bob transfers ownership of one of the vehicles to his wife. Which type of fraud scheme has Bob most likely committed?
Which of the following is NOT an element that is generally required to establish a claim alleging the common law civil wrong for intentional infliction of emotional distress?
In most common law jurisdictions, which of the following BEST describes when the duty to preserve evidence begins?
In systems using adversarial processes, an attorney may impeach an opposing party ' s witness by showing that the witness:
Cora, a Certified Fraud Examiner (CFE), wants to ensure that the authenticity of the evidence she collected during her investigation is not compromised. Her main objective should be to:
Which of the following is the MOST ACCURATE statement about the circumstances under which a conflict of interest claim would be actionable against an agent?
Which of the following is the MOST ACCURATE statement about serf-regulatory organizations (SROs) in the securities industry?
Which of the following schemes involves disguising money from illegal nonbusiness sources by recording more income on a business ' s books than the business actually generates?
In most civil law systems, which of the following parties typically serves as the fact finder in criminal proceedings?
__________ insurance is a type of insurance under which an insured entity is covered against losses caused by the dishonest or fraudulent acts of its employees.
Which of the following, if available, would help an organization recover losses from an instance of internal fraud?
Which of the following statements is TRUE regarding criminal proceedings and discovery in adversarial jurisdictions?
Lance stole cash from his employer and then deposited the funds into a domestic bank account. Next, he wired the funds to a foreign bank account and engaged in several other transactions using foreign accounts to make them difficult to trace. Finally, he transferred the funds back to a domestic account and then spent the money on some home improvements. In which of the following stages of money laundering did Lance engage when he spent the money on home improvements?
TESTED 30 May 2026
